Internal Assessments
Licensed brokers are required to uphold strong financial governance to ensure that internal
processes are robust and effective at managing risks. Brokers must provide a statement
detailing their internal procedures for capital adequacy assessment in line with their
financial positions, strategy, and scale of activity. Your investment is protected by
ensuring that risks are controlled and managed. We are committed to developing measurement
tools and methods for managing risks related to strategic shifts, liquidity, profitability,
reputation, concentration, and business cycles.
Orient Financial Brokers has adhered to stringent compliance since 1994, allowing us to
remain continuously licensed by authorities, initially the Central Bank of the UAE and now
the Securities & Commodities Authority of UAE.
Staff Accreditations
To maintain our status as a Licensed Financial Broker, the SCA requires that personnel
authorized to operate financial trading and brokerage activities are well-versed in
regulations and enforce compliance, as well as internal audits. Senior personnel must meet
qualifications and pass exams to be accredited.
Our accredited management team includes the Head of Operations, Head of Risk Management, and
Head of Compliance. Continuous certification ensures that we stay up to date with
regulations as they evolve in response to market trends and the financial environment.
As an investor, you can be confident that your investments are in capable hands.
Ethical Solicitation
As an established and reputable financial brokerage, we believe in conducting business based
on trust and transparency. Our relationships with clients are built on ethical practices,
and we acknowledge our profit motive while focusing on helping investors succeed through our
expertise, experience, and ethics. Our reputation has been built on guiding customers
through the risks and rewards of global financial markets with an unbiased approach. Over
the past 30+ years, we’ve retained a high level of client loyalty. We also respect and
adhere to solicitation norms as prescribed by authorities. The information we share is
transparent and free from any conflict of interest. You can be assured that we will never
entice or compel investors to act against their best interests.
Money in the UAE
The bank account you fund is based in the UAE, in a UAE bank governed by the Central Bank of
UAE. Your account remains under your control, and funds can be managed seamlessly through
our platform for all trading-related transactions.
You can transfer your withdrawable funds at the click of a button, without any delays or
unnecessary formalities.
Demo - Test Drive
Build your confidence and test your skills before you start live trading by simulating trades
on a demo account. The demo account allows you to trade with virtual funds but in real-time
with actual stock prices. It includes all the features necessary to give you the experience
of live trading.
