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Protection Measures

Securing What Matters

Protecting Your Investments

We are bound by regulations to implement and observe protective measures to safeguard the financial interests of our clients. For over 30 years, we have remained compliant and vigilant against financial market fraud to ensure that neither money nor trust is inadvertently lost. Here are a few of the many protective measures in place at Orient Financial Brokers.

Internal Assessments

Licensed brokers are required to uphold strong financial governance to ensure that internal processes are robust and effective at managing risks. Brokers must provide a statement detailing their internal procedures for capital adequacy assessment in line with their financial positions, strategy, and scale of activity. Your investment is protected by ensuring that risks are controlled and managed. We are committed to developing measurement tools and methods for managing risks related to strategic shifts, liquidity, profitability, reputation, concentration, and business cycles.

Orient Financial Brokers has adhered to stringent compliance since 1994, allowing us to remain continuously licensed by authorities, initially the Central Bank of the UAE and now the Securities & Commodities Authority of UAE.

Staff Accreditations

To maintain our status as a Licensed Financial Broker, the SCA requires that personnel authorized to operate financial trading and brokerage activities are well-versed in regulations and enforce compliance, as well as internal audits. Senior personnel must meet qualifications and pass exams to be accredited.

Our accredited management team includes the Head of Operations, Head of Risk Management, and Head of Compliance. Continuous certification ensures that we stay up to date with regulations as they evolve in response to market trends and the financial environment.

As an investor, you can be confident that your investments are in capable hands.

Ethical Solicitation

As an established and reputable financial brokerage, we believe in conducting business based on trust and transparency. Our relationships with clients are built on ethical practices, and we acknowledge our profit motive while focusing on helping investors succeed through our expertise, experience, and ethics. Our reputation has been built on guiding customers through the risks and rewards of global financial markets with an unbiased approach. Over the past 30+ years, we’ve retained a high level of client loyalty. We also respect and adhere to solicitation norms as prescribed by authorities. The information we share is transparent and free from any conflict of interest. You can be assured that we will never entice or compel investors to act against their best interests.

Money in the UAE

The bank account you fund is based in the UAE, in a UAE bank governed by the Central Bank of UAE. Your account remains under your control, and funds can be managed seamlessly through our platform for all trading-related transactions.

You can transfer your withdrawable funds at the click of a button, without any delays or unnecessary formalities.

Demo - Test Drive

Build your confidence and test your skills before you start live trading by simulating trades on a demo account. The demo account allows you to trade with virtual funds but in real-time with actual stock prices. It includes all the features necessary to give you the experience of live trading.

Adequate Liquidity

As a licensed financial broker, we are required to maintain a deposit of USD XXX million in a trust account controlled by the SCA. This financial security acts as a guarantee to protect investors' funds, which are held locally but controlled by the licensed broker under a mandate.

What Makes Your Money Safe

  • Office in Dubai

    Office in Dubai

  • Money in local banks

    Money in local banks

  • Assured Liquidity

    Assured Liquidity

  • Accredited Staff

    Accredited Staff

  • Secured Trading Platform

    Secured Trading Platform

  • Safe Play

    Safe Play

Capital adequacy ensures that we maintain sufficient liquidity to avoid financial crises, manage risks, and protect clients' funds. This guarantees the brokerage’s ability not only to fund margins but also to refund investments in a timely manner. In addition to the security deposit, financial brokers are closely and continuously monitored to ensure they are covered for various types of financial risks, including credit, market, settlement, counter-party, commodity, and exposure risks.

Platform Certification

Trading platforms that offer online trading in OTC derivatives of global financial markets must comply with strict requirements. The technical robustness and safeguards of these platforms must meet SCA standards before being offered to investors and traders.

We currently offer the MT-5 platform for trading, a world-class tool that is approved by the SCA. Our Saturn online trading platform also meets all the regulatory requirements set by the SCA.

Physically Present in the UAE

We have been based in Dubai since 1994, serving customers across all Emirates. We cater to the diverse investment and trading needs of clients with varying financial outlooks. We communicate with our clients in their preferred language, making financial markets easier to understand.

We are more than just a phone call away; we are physically present in Dubai, offering clients the option to meet us in person. Our customer support is available 24/5 on all trading days, and our trading platforms are accessible 24/7, 365 days a year.

Funding Platform

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